Education & Certifications
BA - Communication & Broadcast Journalism, UW-Madison
Nonqualified Plan Consultant (NQPC™)
Investment Adviser Representative License (Series 65)
Organization Involvement
Board Member of Wisconsin Independent Learning College (WILC)
Scott Schwartz
Senior Relationship Manager
NQPC™
As a Senior Relationship Manager, Scott is responsible for assisting plan sponsors with their fiduciary duties by conducting retirement plan investment reviews, plan design discussions, employee educational meetings and one-on-one investment consultations. Prior to joining Spectrum, Scott’s work experiences focused on a broad array of retirement roles including record keeping, relationship management, and the creation and delivery of educational materials. Scott is a frequent speaker and panelist on retirement plan fiduciary and education topics.
Scott is married to Dawn and they have two children, Benjamin and Dylan, and an overly-active husky named Aspen. He will try any sport or outdoor activity, but focuses on golf, hiking, and biking with his family.
Industry Start Date:
1994
Spectrum Start Date:
2014
Fun Fact:
Scott worked as television sports reporter while attending the University of Wisconsin and got to cover his beloved Badgers!
Embodying Spectrum’s Principles
I believe in Spectrum’s mission to prepare individuals for a prosperous retirement is best accomplished by delivering passionate, authentic, and useful education and guidance via our 1 : 1 consultation sessions and group meetings. A great day is when a participant tells me they understand for the first time a retirement planning or savings strategy after talking with me.
A successful retirement plan requires installing a process and achieving milestones along the way, and by leaning into our fiduciary role, we can provide a process that is appropriate for each individual we council.
NQPC™, Nonqualified Plan Consultant, a credential offered by the National Association of Plan Advisors certifying proficiency in Nonqualified plans.